Senior Compliance Officer

In the Compliance and Legal department, my client a strong bank is in need of a Senior Compliance Officer

My Client is looking at a compliance function experience significantly in the last year and we need experienced and skilled professionals to continue the development of the Compliance and regulatory framework within Wealth Management.

As a Senior Compliance Officer, you will play a vital role in the enhancement and scaling of our processes that support the growth and success of Wealth Management and as a whole. You will become part of a growing international team of employees working in the Group Compliance function covering the areas of Treating Customers Fairly, Data Protection, Market Abuse and Financial Crime.

Major Responsibilities:

You will be a significant contributor to developing the work of Wealth Management Compliance in respect of various activities in the Luxembourg entity. Your tasks will include:
Supporting and advising the business in governance and regulatory change projects across the business.
Liaising closely with the business to engage stakeholders and change mindsets.
Providing proactive advice in order to move compliance lines forward.
Participate to working-groups for the process implantation.
Conducting activities to identify qualify and quantify compliance risks.
Maintaining collaborative relationships with relevant stakeholders in the functions such as legal, first line risk, second line risk, internal audit etc.
Assisting in the development of more junior officers & Analysts.

To be effective in those tasks' my client expects you possess:

- A strong academic background (legal, economy or finance) joint with an exceptional understanding of the financial industry in Luxembourg and EU. You have experience within the area of Compliance in combination with 5+ years of experience in the financial industry.
- Demonstrate a positive stakeholder engagement attitude committed to listening and influencing
- An analytical approach with a focus on execution and a structured approach.
- Advanced communication skills in English. French, German or any other EU languages are considered an advantage.
- Commit to empowering others thanks to strong ethics and a team player attitude. Adapt quickly to change, cope with a fast-paced environment and willing to go the extra mile.

To enter the bank, your Treating Customers Fairly (MiFID) knowledge, will be assessed in depth alongside Market Abuse in a Data Protection optic.
Once on Board, you will be entitled to participating in the shift towards a more collaborative, innovative and engaging compliance culture. By doing so, innovation and operational thinking will contribute to your career growth.

You will have a major role in showing the team how to carry a compliance vision and future possibilities. The culture f the company is challenging and dynamic role in an ever-changing and fast-paced environment. This way grows to the next level in order to be a key asset in the compliance procedures.
The bank is global and has a network and interests all around the world. Over 20 countries and more than 10'000 employees. Be part in a fast and efficient process to be part of a multicultural working environment.

If you are interested do not hesitate to contact Benjamin Dagnall, you can find my contacts on NonStop Finance's website or through LI.